J. Kevin Willis - 17 Nov 2023 Form 4 Insider Report for ASHLAND INC. (ASH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Nov 2023, 21:47:39 UTC
Prior SEC filing
16 Nov 2023
Next SEC filing
10 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Serena S. Kenost, Attorney-in-Fact

Key filing fact

J. Kevin Willis filed Form 4 for ASHLAND INC. (ASH) on 21 Nov 2023.

Key facts

  • This page summarizes J. Kevin Willis's Form 4 filing for ASHLAND INC. (ASH).
  • 11 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 21 Nov 2023, 21:47.

Change

  • Previous filing in this sequence was filed on 16 Nov 2023.
  • Current net transaction value: +$422,285.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASH transaction

Common Stock

Options Exercise

Transaction value
$199,709
Shares
+2,597
Change %
+22%
Price
$76.90
Shares after
14,180
Date
17 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$93,049
Shares
-1,210
Change %
-8.5%
Price
$76.90
Shares after
12,970
Date
17 Nov 2023
Ownership
Direct
Footnotes
F1
ASH transaction

Common Stock

Options Exercise

Transaction value
$132,883
Shares
+1,728
Change %
+13%
Price
$76.90
Shares after
14,698
Date
17 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$61,981
Shares
-806
Change %
-5.5%
Price
$76.90
Shares after
13,892
Date
17 Nov 2023
Ownership
Direct
Footnotes
F1
ASH transaction

Common Stock

Award

Transaction value
$296,757
Shares
+3,859
Change %
+28%
Price
$76.90
Shares after
17,751
Date
17 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$138,343
Shares
-1,799
Change %
-10%
Price
$76.90
Shares after
15,952
Date
17 Nov 2023
Ownership
Direct
Footnotes
F2
ASH transaction

Common Stock

Options Exercise

Transaction value
$161,652
Shares
+2,064
Change %
+13%
Price
$78.32
Shares after
18,016
Date
18 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$75,344
Shares
-962
Change %
-5.3%
Price
$78.32
Shares after
17,054
Date
18 Nov 2023
Ownership
Direct
Footnotes
F1
ASH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
35,125
Date
17 Nov 2023
Ownership
By 401(k) Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,597
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,597
Exercise price
Footnotes
F3, F4
ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,728
Change %
-33%
Price
$0.000000
Shares after
3,457
Date
17 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,728
Exercise price
Footnotes
F3, F4
ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,064
Change %
-50%
Price
$0.000000
Shares after
2,064
Date
18 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,064
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F2

Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F3

Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

Footnote F4

Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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