Ralph de la Torre - 17 Nov 2023 Form 4 Insider Report for CareMax, Inc.

Reporting relationship: Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 17 Nov 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 Nov 2023, 16:45:48 UTC
Prior SEC filing: 12 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Meredith Longsworth, Esq., as attorney-in-fact for Ralph de la Torre

Key filing fact

Ralph de la Torre filed Form 4 for CareMax, Inc. on 21 Nov 2023.

Key facts

This page summarizes Ralph de la Torre's Form 4 filing for CareMax, Inc..
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 21 Nov 2023, 16:45.

Change

Previous filing in this sequence was filed on 12 Jun 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMAX transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +10,927
Change %
Price
Shares after: 10,927
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1

CMAX holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 17,370,223
Date: 17 Nov 2023
Ownership: RDLT - SHCI Investor LLC
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMAX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,927
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 17 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 10,927
Exercise price
Footnotes: F1, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On November 17, 2023, the reporting person received shares of Class A Common Stock of the issuer in settlement of restricted stock units ("RSUs"), which vested on November 17, 2023.

Footnote F2

The reporting person is the sole member manager of Santa Clara Holdings LLC, which is the sole member manager of RDLT - SHCI Investor LLC, and in such capacity has the right to vote and dispose of the securities held by RDLT - SHCI Investor LLC.

Footnote F3

RSUs convert into shares of Class A Common Stock of the issuer on a one-for-one basis.

Footnote F4

On November 17, 2022, the reporting person was granted 10,927 RSUs that vested on November 17, 2023.