Key facts
- This page summarizes Kathleen Fraher's Form 4 filing for Silvergate Capital Corp.
- 3 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2023, 16:30.
Kathleen Fraher - 19 Nov 2023 Form 4 Insider Report for Silvergate Capital Corp
- Reporting relationship
- Chief Transition Officer
- Issuer ticker
- N/A
- Reported as of
- 19 Nov 2023
- Net transaction value
- -$148
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2023, 16:30:38 UTC
- Prior SEC filing
- 28 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kathleen Fraher
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kathleen Fraher filed Form 4 for Silvergate Capital Corp on 21 Nov 2023.
Change
- Previous filing in this sequence was filed on 28 Feb 2023.
- Current net transaction value: -$148.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SICP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,203
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 12,571
- Date
- 19 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
SICP
transaction
Class A Common Stock
Tax liability
- Transaction value
- $148
- Shares
- -491
- Change %
- -3.9%
- Price
- $0.3022
- Shares after
- 12,080
- Date
- 19 Nov 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SICP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,203
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,203
- Exercise price
- Footnotes
- F2, F3
SICP
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 294
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 294
- Exercise price
- Footnotes
- F2, F4
SICP
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,052
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,052
- Exercise price
- Footnotes
- F2, F5
SICP
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,510
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,510
- Exercise price
- Footnotes
- F2, F6
SICP
holding
Derivative
Non-Qualified Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,077
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,077
- Exercise price
- $16.09
- Footnotes
- F7
SICP
holding
Derivative
Non-Qualified Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,648
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,648
- Exercise price
- $110.84
- Footnotes
- F8
SICP
holding
Derivative
Non-Qualified Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,124
- Date
- 19 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,124
- Exercise price
- $127.56
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
The restricted stock units were granted on November 19, 2019 and vest in four equal annual installments beginning on November 19, 2020, the last of which occurred on November 19, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
Footnote F4
The restricted stock units were granted on February 26, 2021 and vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
Footnote F5
The restricted stock units were granted on February 22, 2022 and vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
Footnote F6
The restricted stock units were granted on February 22, 2022 and vest in two equal installments, on February 22, 2025, and February 22, 2026. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
Footnote F7
The option becomes exercisable in four equal annual installments beginning November 18, 2020.
Footnote F8
The option becomes exercisable in three annual installments beginning February 22, 2023.
Footnote F9
The option becomes exercisable in three annual installments beginning February 26, 2022.