Key facts
- This page summarizes Thomas Andrew Crockett's Form 4 filing for KalVista Pharmaceuticals, Inc. (KALV).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2023, 16:30.
Thomas Andrew Crockett - 17 Nov 2023 Form 4 Insider Report for KalVista Pharmaceuticals, Inc. (KALV)
- Reporting relationship
- CEO, Director
- Issuer ticker
- KALV
- Reported as of
- 17 Nov 2023
- Net transaction value
- -$121,851
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2023, 16:30:10 UTC
- Prior SEC filing
- 01 Nov 2023
- Next SEC filing
- 28 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Benjamin L. Palleiko, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas Andrew Crockett filed Form 4 for KalVista Pharmaceuticals, Inc. (KALV) on 21 Nov 2023.
Change
- Previous filing in this sequence was filed on 01 Nov 2023.
- Current net transaction value: -$121,851.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KALV
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +33,583
- Change %
- +24%
- Price
- Shares after
- 172,339
- Date
- 17 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
KALV
transaction
Common Stock
Sale
- Transaction value
- $121,851
- Shares
- -14,807
- Change %
- -8.6%
- Price
- $8.23
- Shares after
- 157,532
- Date
- 20 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KALV
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -6,945
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 55,556
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,945
- Exercise price
- Footnotes
- F1, F3
KALV
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -5,805
- Change %
- -9.1%
- Price
- $0.000000
- Shares after
- 58,050
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,805
- Exercise price
- Footnotes
- F1, F4
KALV
transaction
Derivative
Performance Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -20,833
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,833
- Exercise price
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
Footnote F2
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs and performance stock units ("PSUs"). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Footnote F3
1/12th of the total number of shares subject to the RSU shall vest on each quarterly anniversary of the Vesting Commencement Date commencing on November 17, 2022, for a period of three years, subject to continued service through each vesting date.
Footnote F4
1/16th of the total RSUs subject to the Award shall vest on each quarterly anniversary of the Vesting Commencement Date thereafter, subject to continued service through each vesting date.
Footnote F5
Each PSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
Footnote F6
Shares earned upon the vesting of a percentage of the PSUs granted to the Reporting Person on June 8, 2023. Each PSU represents a contingent right to receive one share of Issuer common stock upon the Issuer's achievement of Performance Data and Enrollment Metrics goals ("Performance Metrics"). 1/4th of the total number of shares subject to the PSU shall vest on each quarterly anniversary of the Vesting Commencement Date of November 17, 2023, upon Performance Metrics achieved, subject to continued service through each vesting date.