Key facts
- This page summarizes Chamath Palihapitiya's Form 4 filing for PROKIDNEY CORP. (PROK).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2023, 06:30.
Chamath Palihapitiya - 19 Nov 2023 Form 4 Insider Report for PROKIDNEY CORP. (PROK)
- Reporting relationship
- Former 10% Owner
- Issuer ticker
- PROK
- Reported as of
- 19 Nov 2023
- Net transaction value
- -$9,498,584
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2023, 06:30:13 UTC
- Prior SEC filing
- 17 Nov 2023
- Next SEC filing
- 05 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- SC Master Holdings, LLC By: /s/ Connor Nowinski, as Authorized Signatory
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Chamath Palihapitiya filed Form 4 for PROKIDNEY CORP. (PROK) on 21 Nov 2023.
Change
- Previous filing in this sequence was filed on 17 Nov 2023.
- Current net transaction value: -$9,498,584.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PROK
transaction
Class A ordinary shares
Sale
- Transaction value
- $6,785,027
- Shares
- -5,183,367
- Change %
- -100%
- Price
- $1.31
- Shares after
- 0
- Date
- 19 Nov 2023
- Ownership
- See footnote
- Footnotes
- F1
PROK
transaction
Class A ordinary shares
Sale
- Transaction value
- $2,713,557
- Shares
- -2,073,000
- Change %
- -100%
- Price
- $1.31
- Shares after
- 0
- Date
- 19 Nov 2023
- Ownership
- See footnote
- Footnotes
- F2
PROK
holding
Class A ordinary shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,000,000
- Date
- 19 Nov 2023
- Ownership
- See footnote
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Chamath Palihapitiya is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
Footnote F2
Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
Footnote F3
Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.