Key facts
- This page summarizes Dava Ritchea's Form 4 filing for Sculptor Capital Management, Inc..
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Nov 2023, 16:45.
Dava Ritchea - 17 Nov 2023 Form 4 Insider Report for Sculptor Capital Management, Inc.
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 17 Nov 2023
- Net transaction value
- -$1,652,181
- SEC form
- 4
- Accepted by SEC
- 20 Nov 2023, 16:45:40 UTC
- Prior SEC filing
- 01 Sep 2023
- Next SEC filing
- 05 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Wayne N. Cohen, power of attorney for Dava Ritchea
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Dava Ritchea filed Form 4 for Sculptor Capital Management, Inc. on 20 Nov 2023.
Change
- Previous filing in this sequence was filed on 01 Sep 2023.
- Current net transaction value: -$1,652,181.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SCU
transaction
Class A Shares
Disposed to Issuer
- Transaction value
- $0
- Shares
- -77,625
- Change %
- -53%
- Price
- $0.000000
- Shares after
- 67,482
- Date
- 17 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
SCU
transaction
Class A Shares
Disposed to Issuer
- Transaction value
- $857,021
- Shares
- -67,482
- Change %
- -100%
- Price
- $12.70
- Shares after
- 0
- Date
- 17 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SCU
transaction
Derivative
Class A Restricted Share Units
Disposed to Issuer
- Transaction value
- $421,894
- Shares
- -33,220
- Change %
- -100%
- Price
- $12.70
- Shares after
- 0
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Shares
- Underlying amount
- 33,220
- Exercise price
- Footnotes
- F2, F3, F4
SCU
transaction
Derivative
Class A Restricted Share Units
Disposed to Issuer
- Transaction value
- $313,042
- Shares
- -24,649
- Change %
- -100%
- Price
- $12.70
- Shares after
- 0
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Shares
- Underlying amount
- 24,649
- Exercise price
- Footnotes
- F2, F3, F5
SCU
transaction
Derivative
Class A Restricted Share Units
Disposed to Issuer
- Transaction value
- $60,223
- Shares
- -4,742
- Change %
- -100%
- Price
- $12.70
- Shares after
- 0
- Date
- 17 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Shares
- Underlying amount
- 4,742
- Exercise price
- Footnotes
- F2, F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Dava Ritchea is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Forfeiture of unvested Performance Restricted Class A Shares.
Footnote F2
Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent.
Footnote F3
Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date.
Footnote F4
The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
Footnote F5
The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.