Key facts
- This page summarizes James E. Heppelmann's Form 4 filing for PTC INC. (PTC).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 17 Nov 2023, 16:12.
James E. Heppelmann - 15 Nov 2023 Form 4 Insider Report for PTC INC. (PTC)
- Reporting relationship
- CEO, Director
- Issuer ticker
- PTC
- Reported as of
- 15 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2023, 16:12:58 UTC
- Prior SEC filing
- 09 Dec 2022
- Next SEC filing
- 28 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Catherine Gorecki by power of attorney filed 11/2/2007
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James E. Heppelmann filed Form 4 for PTC INC. (PTC) on 17 Nov 2023.
Change
- Previous filing in this sequence was filed on 09 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PTC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +12,121
- Change %
- Price
- $0.000000
- Shares after
- 12,121
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,121
- Exercise price
- Footnotes
- F1, F2, F6
PTC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +12,121
- Change %
- Price
- $0.000000
- Shares after
- 12,121
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,121
- Exercise price
- Footnotes
- F1, F3, F6
PTC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +24,243
- Change %
- Price
- $0.000000
- Shares after
- 24,243
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,243
- Exercise price
- Footnotes
- F1, F4, F6
PTC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +10,990
- Change %
- Price
- $0.000000
- Shares after
- 10,990
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,990
- Exercise price
- Footnotes
- F1, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
Footnote F2
Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in three substantially equal installments on November 15, 2024, 2025 and 2026.
Footnote F3
Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in one installment on November 15, 2026.
Footnote F4
RSUs granted on November 15, 2023 eligible to vest in three substantially equal installments on November 15, 2024, 2025 and 2026.
Footnote F5
Performance based RSUs granted under our FY24 Corporate Incentive Plan eligible to vest on November 15, 2024.
Footnote F6
This amount represents the total number of derivative securities beneficially owned of the class shown.