Key facts
- This page summarizes Stephen S. Schwartz's Form 4 filing for Azenta, Inc. (AZTA).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Nov 2023, 16:11.
Stephen S. Schwartz - 15 Nov 2023 Form 4 Insider Report for Azenta, Inc. (AZTA)
- Reporting relationship
- CEO, Director
- Issuer ticker
- AZTA
- Reported as of
- 15 Nov 2023
- Net transaction value
- +$1,421,861
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2023, 16:11:16 UTC
- Prior SEC filing
- 06 Feb 2023
- Next SEC filing
- 16 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Jason W. Joseph, Attorney-in-fact for Stephen S. Schwartz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen S. Schwartz filed Form 4 for Azenta, Inc. (AZTA) on 17 Nov 2023.
Change
- Previous filing in this sequence was filed on 06 Feb 2023.
- Current net transaction value: +$1,421,861.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AZTA
transaction
Common Stock
Award
- Transaction value
- $889,139
- Shares
- +16,426
- Change %
- +3.9%
- Price
- $54.13
- Shares after
- 436,953
- Date
- 15 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
AZTA
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $692,266
- Shares
- -12,865
- Change %
- -2.9%
- Price
- $53.81
- Shares after
- 424,088
- Date
- 16 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
AZTA
transaction
Common Stock
Award
- Transaction value
- $1,224,987
- Shares
- +22,448
- Change %
- +5.3%
- Price
- $54.57
- Shares after
- 446,536
- Date
- 16 Nov 2023
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
Footnote F2
The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 16,426 performance stock units and 12,495 of restricted stock units held by the reporting person.
Footnote F3
Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024.