Pat Obara - 14 Nov 2023 Form 4 Insider Report for URANIUM ENERGY CORP (UEC)

Reporting relationship: Chief Financial Officer
Issuer ticker: UEC
Reported as of: 14 Nov 2023
Net transaction value: -$464,629
SEC form: 4
Accepted by SEC: 16 Nov 2023, 18:34:28 UTC
Prior SEC filing: 02 Aug 2023
Next SEC filing: 29 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Pat Obara

Key filing fact

Pat Obara filed Form 4 for URANIUM ENERGY CORP (UEC) on 16 Nov 2023.

Key facts

This page summarizes Pat Obara's Form 4 filing for URANIUM ENERGY CORP (UEC).
12 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Nov 2023, 18:34.

Change

Previous filing in this sequence was filed on 02 Aug 2023.
Current net transaction value: -$464,629.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEC transaction

Common Stock

Options Exercise

Transaction value: $141,315
Shares: +150,000
Change %: +20%
Price: $0.9421^*
Shares after: 887,755
Date: 14 Nov 2023
Ownership: Direct
Footnotes: F1

UEC transaction

Common Stock

Tax liability

Transaction value: $141,318
Shares: -23,205
Change %: -2.6%
Price: $6.09
Shares after: 864,550
Date: 14 Nov 2023
Ownership: Direct
Footnotes: F1

UEC transaction

Common Stock

Tax liability

Transaction value: $206,561
Shares: -33,918
Change %: -3.9%
Price: $6.09
Shares after: 830,632
Date: 14 Nov 2023
Ownership: Direct
Footnotes: F1

UEC transaction

Common Stock

Sale

Transaction value: $39,130
Shares: -6,500
Change %: -0.78%
Price: $6.02
Shares after: 824,132
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $42,210
Shares: -7,000
Change %: -0.85%
Price: $6.03
Shares after: 817,132
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $48,400
Shares: -8,000
Change %: -0.98%
Price: $6.05
Shares after: 809,132
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $37,905
Shares: -6,255
Change %: -0.77%
Price: $6.06
Shares after: 802,877
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $30,350
Shares: -5,000
Change %: -0.62%
Price: $6.07
Shares after: 797,877
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $30,450
Shares: -5,000
Change %: -0.63%
Price: $6.09
Shares after: 792,877
Date: 14 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $17,320
Shares: -2,877
Change %: -0.36%
Price: $6.02
Shares after: 790,000
Date: 16 Nov 2023
Ownership: Direct

UEC transaction

Common Stock

Sale

Transaction value: $12,300
Shares: -2,000
Change %: -0.25%
Price: $6.15
Shares after: 788,000
Date: 16 Nov 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEC transaction Derivative

Options

Options Exercise

Transaction value
Shares: -150,000
Change %: -46%
Price
Shares after: 175,000
Date: 14 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 150,000
Exercise price: $0.9421
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

(1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares.

Footnote F2

(2) Granted pursuant to and in accordance with the Company's stock incentive plan.