Peter R. Chase - 15 Nov 2023 Form 4 Insider Report for CHASE CORP

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Nov 2023, 19:20:32 UTC
Prior SEC filing
26 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Paula M Myers, By Power of Attorney

Key filing fact

Peter R. Chase filed Form 4 for CHASE CORP on 15 Nov 2023.

Key facts

  • This page summarizes Peter R. Chase's Form 4 filing for CHASE CORP.
  • 8 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Nov 2023, 19:20.

Change

  • Previous filing in this sequence was filed on 26 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-312,249
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Direct
Footnotes
F1
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-283,359
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase Insurance Trust
Footnotes
F1, F2
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-22,538
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase Insurance Trust - GST Exempt
Footnotes
F1, F3
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-1,470
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Chase 2015 Irrevocable Trust
Footnotes
F1, F4
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-44,038
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase Trust
Footnotes
F1, F5
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-17,359
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase 2022 Qualified Annuity Trust #1
Footnotes
F1, F6
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-61,398
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase 2022 Qualified Annuity Trust #2
Footnotes
F1, F7
CCF transaction

Chase Corporation Common Stock

Disposed to Issuer

Transaction value
Shares
-98,108
Change %
-100%
Price
Shares after
0
Date
15 Nov 2023
Ownership
Peter R. Chase 2022 Qualified Annuity Trust #3
Footnotes
F1, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter R. Chase is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger, dated as of July 21, 2023, by and among Chase Corporation (the "Issuer"), Formulations Parent Corporation ("Parent") and Formulations Merger Sub Corporation, a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub", pursuant to which, effective as of November 15, 2023 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger") and each issued and outstanding share of the Issuer's Common Stock (each, a "Share") was cancelled and converted into the right to receive $127.50 in cash (the "Per Share Consideration"), subject to any applicable withholding of taxes and without interest.

Footnote F2

Represents shares held by the Peter R. Chase Insurance Trust.

Footnote F3

Represents shares held by the Peter R. Chase Insurance Trust - GST Exempt.

Footnote F4

Represents shares held by the Chase 2015 Irrevocable Trust.

Footnote F5

Represents shares held by the Peter R. Chase Trust.

Footnote F6

Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #1.

Footnote F7

Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #2.

Footnote F8

Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #3.

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