Jonathan David Schwartz - 03 Nov 2023 Form 4 Insider Report for Tabula Rasa HealthCare, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Nov 2023, 20:59:36 UTC
Prior SEC filing
13 Jun 2023
Next SEC filing
03 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian W. Adams, by Power of Attorney

Key filing fact

Jonathan David Schwartz filed Form 4 for Tabula Rasa HealthCare, Inc. on 14 Nov 2023.

Key facts

  • This page summarizes Jonathan David Schwartz's Form 4 filing for Tabula Rasa HealthCare, Inc..
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Nov 2023, 20:59.

Change

  • Previous filing in this sequence was filed on 13 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TRHC transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-17,582
Change %
-22%
Price
Shares after
60,806
Date
03 Nov 2023
Ownership
Direct
Footnotes
F1
TRHC transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-60,806
Change %
-100%
Price
Shares after
0
Date
03 Nov 2023
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jonathan David Schwartz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Upon the consummation of the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger, by and among Tabula Rasa HealthCare, Inc. (the "Company"), Locke Buyer, LLC and Locke Merger Sub, Inc., dated August 5, 2023 (the "Merger Agreement"), 17,582 shares of common stock of the Company ("Common Stock") were converted into the right to receive a cash payment of $184,611, representing the product obtained by multiplying (x) the number of shares of Common Stock owned by the reporting person, by (y) the offer price ($10.50).

Footnote F2

Upon the consummation of the Merger, pursuant to the Merger Agreement, 60,806 unvested restricted stock awards ("RSAs") were cancelled and converted into the right to receive a cash payment of $638,463, representing the product obtained by multiplying (x) the aggregate number of shares of Common Stock underlying the RSAs, by (y) the offer price ($10.50).

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