Mark A. Petrarca - 13 Nov 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Reporting relationship: Senior Vice Pres. - H.R. & P.A
Issuer ticker: AOS
Reported as of: 13 Nov 2023
Net transaction value: -$859,171
SEC form: 4
Accepted by SEC: 14 Nov 2023, 16:41:49 UTC
Prior SEC filing: 03 May 2023
Next SEC filing: 09 Feb 2024
Source filing: View source filing
Reporting owner signature: James F. Stern, Attorney-in-Fact for Mark A. Petrarca

Key filing fact

Mark A. Petrarca filed Form 4 for SMITH A O CORP (AOS) on 14 Nov 2023.

Key facts

This page summarizes Mark A. Petrarca's Form 4 filing for SMITH A O CORP (AOS).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Nov 2023, 16:41.

Change

Previous filing in this sequence was filed on 03 May 2023.
Current net transaction value: -$859,171.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOS transaction

Common Stock

Options Exercise

Transaction value: $552,011
Shares: +11,005
Change %: +12%
Price: $50.16
Shares after: 104,676
Date: 13 Nov 2023
Ownership: Direct

AOS transaction

Common Stock

Sale

Transaction value: $805,596
Shares: -11,005
Change %: -11%
Price: $73.20
Shares after: 93,671
Date: 13 Nov 2023
Ownership: Direct
Footnotes: F1

AOS transaction

Common Stock

Sale

Transaction value: $605,586
Shares: -8,000
Change %: -8.5%
Price: $75.70
Shares after: 85,671
Date: 14 Nov 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AOS transaction Derivative

Employee Stock Options (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -11,005
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 13 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,005
Exercise price: $50.16
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price in Column 4 is a weighted average price. The prices actually received ranged from $73.03 to $73.215. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Footnote F2

The price in Column 4 is a weighted average price. The prices actually received ranged from $75.55 to $75.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Footnote F3

The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.