Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
13 Nov 2023, 16:00:09 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
FORBION CAPITAL FUND III COOPERATIEF U.A., By: /s/ G.J. Mulder and /s/ V. van Houten, Directors

Key filing fact

Forbion Capital Fund III Cooperatief U.A. filed Form 3 for enGene Holdings Inc. (ENGN) on 13 Nov 2023.

Key facts

  • This page summarizes Forbion Capital Fund III Cooperatief U.A.'s Form 3 filing for enGene Holdings Inc. (ENGN).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Nov 2023, 16:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ENGN holding

Class A common shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,894,735
Date
31 Oct 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ENGN holding Derivative

Warrant (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
31 Oct 2023
Ownership
Direct
Underlying class
Class A common shares
Underlying amount
475,076
Exercise price
$11.50
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The securities are held directly by Forbion Capital Fund III Cooperatief U.A. ("Forbion III COOP"). Forbion III Management B.V. ("Forbion III") is the director of Forbion III COOP and disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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