Joseph Wendell Dyer - 07 Nov 2023 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Nov 2023, 21:34:30 UTC
Prior SEC filing
04 Jan 2023
Next SEC filing
04 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joseph W. Dyer by Rangan Padmanabhan as Attorney-in-Fact

Key filing fact

Joseph Wendell Dyer filed Form 4 for Nauticus Robotics, Inc. (KITT) on 09 Nov 2023.

Key facts

  • This page summarizes Joseph Wendell Dyer's Form 4 filing for Nauticus Robotics, Inc. (KITT).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 09 Nov 2023, 21:34.

Change

  • Previous filing in this sequence was filed on 04 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KITT transaction Derivative

RSU

Award

Transaction value
$0
Shares
+48,166
Change %
Price
$0.000000
Shares after
48,166
Date
07 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
48,166
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

Footnote F2

The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

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