James Michael Mollica - 29 Oct 2023 Form 3 Insider Report for ANALOG DEVICES INC (ADI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
06 Nov 2023, 17:00:09 UTC
Next SEC filing
12 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Shelly Shaw, Associate General Counsel, by Power of Attorney

Key filing fact

James Michael Mollica filed Form 3 for ANALOG DEVICES INC (ADI) on 06 Nov 2023.

Key facts

  • This page summarizes James Michael Mollica's Form 3 filing for ANALOG DEVICES INC (ADI).
  • 0 reported transactions and 10 derivative rows are listed below.
  • Accepted by SEC: 06 Nov 2023, 17:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ADI holding

Comm Stock - $.16-2/3 value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,934
Date
29 Oct 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ADI holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
427
Exercise price
Footnotes
F1, F2
ADI holding Derivative

Restricted Stock Unit (RSU)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
493
Exercise price
Footnotes
F3
ADI holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
149
Exercise price
Footnotes
F2, F4
ADI holding Derivative

Restricted Stock Unit (RSU)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
1,053
Exercise price
Footnotes
F5
ADI holding Derivative

Restricted Stock Unit (RSU)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
1,489
Exercise price
Footnotes
F6
ADI holding Derivative

Restricted Stock Unit (RSU)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
479
Exercise price
Footnotes
F7
ADI holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
429
Exercise price
Footnotes
F2, F8
ADI holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
405
Exercise price
Footnotes
F2, F9
ADI holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
167
Exercise price
Footnotes
F2, F10
ADI holding Derivative

Restricted Stock Unit (RSU)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Oct 2023
Ownership
Direct
Underlying class
Comm Stock - $.16-2/3 value
Underlying amount
1,747
Exercise price
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 10, 2021.

Footnote F2

Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

Footnote F3

The Restricted Stock Units granted to the Reporting Person on March 10, 2021 vest in equal installments on the first, second, third and fourth anniversaries of March 10, 2021. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Footnote F4

Each Performance-Based RSU represents the right to receive, following the vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on the grant date and ending on March 15, 2025.

Footnote F5

The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Footnote F6

The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth Anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Footnote F7

The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of the grant date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Footnote F8

Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

Footnote F9

Each Performance-Based RSU represents the right to receive, following the vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2022.

Footnote F10

Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative TSR performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

Footnote F11

The Restricted Stock Units granted to the Reporting Person on August 15, 2023, vests 100% on the third anniversary of the date of grant. On the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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