Key facts
- This page summarizes Gautam Ranji's Form 4 filing for Sphere Entertainment Co. (SPHR).
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 06 Nov 2023, 16:05.
Gautam Ranji - 03 Nov 2023 Form 4 Insider Report for Sphere Entertainment Co. (SPHR)
- Reporting relationship
- EVP, CFO & Treasurer
- Issuer ticker
- SPHR
- Reported as of
- 03 Nov 2023
- Net transaction value
- -$22,225
- SEC form
- 4
- Accepted by SEC
- 06 Nov 2023, 16:05:15 UTC
- Prior SEC filing
- 19 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gautam Ranji
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gautam Ranji filed Form 4 for Sphere Entertainment Co. (SPHR) on 06 Nov 2023.
Change
- Previous filing in this sequence was filed on 19 Sep 2023.
- Current net transaction value: -$22,225.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SPHR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +132
- Change %
- +15%
- Price
- $0.000000
- Shares after
- 999
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
SPHR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +38
- Change %
- +3.8%
- Price
- $0.000000
- Shares after
- 1,037
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
SPHR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +486
- Change %
- +47%
- Price
- $0.000000
- Shares after
- 1,523
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F3
SPHR
transaction
Class A Common Stock
Tax liability
- Transaction value
- $22,225
- Shares
- -656
- Change %
- -43%
- Price
- $33.88
- Shares after
- 867
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SPHR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -132
- Change %
- -4.8%
- Price
- $0.000000
- Shares after
- 2,612
- Date
- 03 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 132
- Exercise price
- Footnotes
- F1, F4
SPHR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -38
- Change %
- -4.8%
- Price
- $0.000000
- Shares after
- 758
- Date
- 03 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 38
- Exercise price
- Footnotes
- F2, F4
SPHR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -486
- Change %
- -4.8%
- Price
- $0.000000
- Shares after
- 9,601
- Date
- 03 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 486
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Gautam Ranji is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit ("RSU") was granted on August 31, 2022 under the Sphere Entertainment Co. 2020 Employee Stock Plan, as amended (the "2020 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock of Sphere Entertainment Co. ("Class A Common Stock") or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2023. The remaining two-thirds of the RSUs are scheduled to settle in two equal installments on September 15, 2024 and September 15, 2025. However, all of the RSUs ceased to be subject to a substantial risk of forfeiture on November 3, 2023.
Footnote F2
Each RSU was granted on May 30, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2023. The remaining two-thirds of the RSUs are scheduled to settle in two equal installments on September 15, 2024 and September 15, 2025. However, all of the RSUs ceased to be subject to a substantial risk of forfeiture on November 3, 2023.
Footnote F3
Each RSU was granted on September 1, 2023 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The RSUs are scheduled to settle in three equal installments on September 15, 2024, September 15, 2025 and September 15, 2026. However, all of the RSUs ceased to be subject to a substantial risk of forfeiture on November 3, 2023.
Footnote F4
Represents RSUs of the Issuer withheld to satisfy FICA tax withholding obligations arising in connection with the RSUs described in footnotes 1, 2 and 3 as a result of certain vesting rights contained in the Reporting Person's separation agreement, exempt under Rule 16b-3.