GEM Global Yield LLC SCS - 31 Oct 2023 Form 4 Insider Report for Nxu, Inc. (NXUR)

Reporting relationship: 10%+ Owner
Issuer ticker: NXUR
Reported as of: 31 Oct 2023
Net transaction value: -$1,006,276
SEC form: 4
Accepted by SEC: 03 Nov 2023, 21:15:24 UTC
Prior SEC filing: 30 Oct 2023
Source filing: View source filing
Reporting owner signature: GEM Global Yield LLC SCS By: /s/ Christopher F. Brown Title: Manager

Key filing fact

GEM Global Yield LLC SCS filed Form 4 for Nxu, Inc. (NXUR) on 03 Nov 2023.

Key facts

This page summarizes GEM Global Yield LLC SCS's Form 4 filing for Nxu, Inc. (NXUR).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 03 Nov 2023, 21:15.

Change

Previous filing in this sequence was filed on 30 Oct 2023.
Current net transaction value: -$1,006,276.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXU transaction

Class A common stock

Sale

Transaction value: $70,869
Shares: -2,024,834
Change %: -7.6%
Price: $0.0350^*
Shares after: 24,761,336
Date: 31 Oct 2023
Ownership: Direct
Footnotes: F1, F2

NXU transaction

Class A common stock

Sale

Transaction value: $71,038
Shares: -2,152,681
Change %: -8.7%
Price: $0.0330^*
Shares after: 22,608,655
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F1, F3

NXU transaction

Class A common stock

Sale

Transaction value: $72,719
Shares: -2,251,368
Change %: -10%
Price: $0.0323^*
Shares after: 20,357,287
Date: 02 Nov 2023
Ownership: Direct
Footnotes: F1, F4

NXU transaction

Class A common stock

Sale

Transaction value: $791,649
Shares: -2,357,502
Change %: -12%
Price: $0.3358
Shares after: 17,999,785
Date: 03 Nov 2023
Ownership: Direct
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Consists of shares of Class A Common Stock, $0.0001 par value per share, held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the sole beneficial owner of GEM GP. In such capacities, GEM GP and Mr. Brown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.

Footnote F2

The transactions referenced herein provide for various per share prices ranging from $0.0342 to $0.0357. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

Footnote F3

The transactions referenced herein provide for various per share prices ranging from $0.0317 to $0.0345. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

Footnote F4

The transactions referenced herein provide for various per share prices ranging from $0.032 to $0.0327. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

Footnote F5

The transactions referenced herein provide for various per share prices ranging from $0.033 to $0.0342. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.