Samuel N. Liberatore - 01 Nov 2023 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Reporting relationship: Director
Issuer ticker: KTOS
Reported as of: 01 Nov 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Nov 2023, 20:12:24 UTC
Prior SEC filing: 26 May 2023
Source filing: View source filing
Reporting owner signature: Samuel N. Liberatore, by Eva Yee, Attorney-In-Fact

Key filing fact

Samuel N. Liberatore filed Form 4 for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS) on 03 Nov 2023.

Key facts

This page summarizes Samuel N. Liberatore's Form 4 filing for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS).
30 reported transactions and 15 derivative rows are listed below.
Accepted by SEC: 03 Nov 2023, 20:12.

Change

Previous filing in this sequence was filed on 26 May 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,850
Change %: +241%
Price: $0.000000
Shares after: 4,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F2, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,000
Change %: +25%
Price: $0.000000
Shares after: 5,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F3, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,000
Change %: +20%
Price: $0.000000
Shares after: 6,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F4, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,000
Change %: +50%
Price: $0.000000
Shares after: 9,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F5, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +4,000
Change %: +44%
Price: $0.000000
Shares after: 13,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F6, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +77%
Price: $0.000000
Shares after: 23,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F7, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +43%
Price: $0.000000
Shares after: 33,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F8, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +30%
Price: $0.000000
Shares after: 43,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F9, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +23%
Price: $0.000000
Shares after: 53,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F10, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +19%
Price: $0.000000
Shares after: 63,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F11, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +16%
Price: $0.000000
Shares after: 73,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F12, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +14%
Price: $0.000000
Shares after: 83,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F13, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +12%
Price: $0.000000
Shares after: 93,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F14, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +11%
Price: $0.000000
Shares after: 103,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F15, F17

KTOS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +9.7%
Price: $0.000000
Shares after: 113,032
Date: 01 Nov 2023
Ownership: Direct
Footnotes: F16, F17

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -2,850
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,850
Exercise price
Footnotes: F1, F2

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000
Exercise price
Footnotes: F1, F3

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000
Exercise price
Footnotes: F1, F4

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,000
Exercise price
Footnotes: F1, F5

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -4,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,000
Exercise price
Footnotes: F1, F6

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F7

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F8

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F9

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F10

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F11

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F12

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F13

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F14

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F15

KTOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price
Footnotes: F1, F16

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Samuel N. Liberatore is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 17 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

Footnote F2

RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F3

RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F4

RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F5

RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F6

RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F7

RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F8

RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F9

RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F10

RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F11

RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F12

RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F13

RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F14

RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F15

RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Footnote F16

RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

Footnote F17

Includes approximately 782 shares held through Issuer's 401(k) plan.