Key facts
- This page summarizes Brian Lynch's Form 4 filing for CARTERS INC (CRI).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Nov 2023, 16:21.
Brian Lynch - 02 Nov 2023 Form 4 Insider Report for CARTERS INC (CRI)
- Reporting relationship
- President & COO
- Issuer ticker
- CRI
- Reported as of
- 02 Nov 2023
- Net transaction value
- -$845,229
- SEC form
- 4
- Accepted by SEC
- 03 Nov 2023, 16:21:33 UTC
- Prior SEC filing
- 28 Feb 2023
- Next SEC filing
- 12 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Derek Swanson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian Lynch filed Form 4 for CARTERS INC (CRI) on 03 Nov 2023.
Change
- Previous filing in this sequence was filed on 28 Feb 2023.
- Current net transaction value: -$845,229.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRI
transaction
Common Stock
Options Exercise
- Transaction value
- $280,809
- Shares
- +4,100
- Change %
- +3.7%
- Price
- $68.49
- Shares after
- 114,000
- Date
- 02 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
CRI
transaction
Common Stock
Sale
- Transaction value
- $281,998
- Shares
- -4,100
- Change %
- -3.6%
- Price
- $68.78
- Shares after
- 109,900
- Date
- 02 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CRI
transaction
Common Stock
Options Exercise
- Transaction value
- $232,866
- Shares
- +3,400
- Change %
- +3.1%
- Price
- $68.49
- Shares after
- 113,300
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
CRI
transaction
Common Stock
Sale
- Transaction value
- $235,586
- Shares
- -3,400
- Change %
- -3%
- Price
- $69.29
- Shares after
- 109,900
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F3
CRI
transaction
Common Stock
Sale
- Transaction value
- $841,320
- Shares
- -12,000
- Change %
- -11%
- Price
- $70.11
- Shares after
- 97,900
- Date
- 03 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRI
transaction
Derivative
Employee Stock Option (Right to Purchase)
Options Exercise
- Transaction value
- $0
- Shares
- -4,100
- Change %
- -55%
- Price
- $0.000000
- Shares after
- 3,400
- Date
- 02 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,100
- Exercise price
- $68.49
- Footnotes
- F5
CRI
transaction
Derivative
Employee Stock Option (Right to Purchase)
Options Exercise
- Transaction value
- $0
- Shares
- -3,400
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 03 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,400
- Exercise price
- $68.49
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
Footnote F2
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.75 to $68.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F3
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $69.07. to $69.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F4
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.00 to $70.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F5
The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.
SEC remarks
Exhibit 24 - Power of Attorney