Key facts
- This page summarizes David Habachy's Form 4 filing for EARTHSTONE ENERGY INC.
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 Nov 2023, 21:23.
David Habachy - 01 Nov 2023 Form 4 Insider Report for EARTHSTONE ENERGY INC
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2023, 21:23:07 UTC
- Prior SEC filing
- 21 Feb 2023
- Next SEC filing
- 15 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Habachy
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Habachy filed Form 4 for EARTHSTONE ENERGY INC on 02 Nov 2023.
Change
- Previous filing in this sequence was filed on 21 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESTE
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -18,400
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David Habachy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.
Footnote F2
Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares.