Key facts
- This page summarizes MMCAP International Inc. SPC's Form 3 filing for Aris Mining Corp (ARMN).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 31 Oct 2023, 15:21.
MMCAP International Inc. SPC - 13 Sep 2023 Form 3 Insider Report for Aris Mining Corp (ARMN)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ARMN
- Reported as of
- 13 Sep 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 31 Oct 2023, 15:21:47 UTC
- Prior SEC filing
- 07 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Hillel Meltz, President of the Investment Manager
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
MMCAP International Inc. SPC filed Form 3 for Aris Mining Corp (ARMN) on 31 Oct 2023.
Change
- Previous filing in this sequence was filed on 07 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARMN
holding
Common Stock, no par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,329,071
- Date
- 13 Sep 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ARMN
holding
Derivative
8% Convertible Debentures due 2024
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 3,410,526
- Exercise price
- $4.75
- Footnotes
- F1, F2
ARMN
holding
Derivative
Common Stock Warrant (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 555,556
- Exercise price
- $5.50
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These securities are held directly by MMCAP International Inc. SPC (the "Fund"). The Fund is a private investment vehicle. MM Asset Management Inc. (the "Investment Manager") is the investment manager of the Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Footnote F2
These securities are currently convertible.
Footnote F3
These securities are currently exercisable.