Key facts
- This page summarizes BANK OF AMERICA NA's Form 3 filing for GABELLI UTILITY TRUST (GUT).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 Oct 2023, 11:54.
BANK OF AMERICA NA - 11 Oct 2023 Form 3 Insider Report for GABELLI UTILITY TRUST (GUT)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- GUT
- Reported as of
- 11 Oct 2023
- Net transaction value
- $0
- Reporting owner signature
- Michael Jentis, Authorized Signatory, on behalf of Bank of America, N.A. (BANK OF AMERICA, NA)
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
BANK OF AMERICA NA filed Form 3 for GABELLI UTILITY TRUST (GUT) on 30 Oct 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUT
holding
GUT 5.25% 31-DEC-2024 Promissory Note
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,249,064
- Date
- 11 Oct 2023
- Ownership
- By Subsidiary
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The Promissory Note reported as acquired in Table 1, with $20,249,064 face amount, represents a debt security issued by The Gabelli Utility Trust (the "Issuer") beneficially owned by Bank of America N.A. ("BANA"). The Promissory Note was received in connection with the Exchange offer, as set forth in Schedule TO filed by the Issuer on September 6, 2023 and amended on October 12, 2023, where BANA exchanged 888 Series B Auction Market Preferred Shares for the Note.
Footnote F2
This statement is jointly filed by Bank of America Corporation ("Bank of America") and BANA. Bank of America holds an indirect interest of the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary, BANA.
Footnote F3
Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.