David L. Kanen - 12 Oct 2023 Form 3 Insider Report for Real Good Food Company, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
26 Oct 2023, 19:47:49 UTC
Prior SEC filing
06 Jul 2023
Next SEC filing
26 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Kanen

Key filing fact

David L. Kanen filed Form 3 for Real Good Food Company, Inc. on 26 Oct 2023.

Key facts

  • This page summarizes David L. Kanen's Form 3 filing for Real Good Food Company, Inc..
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Oct 2023, 19:47.

Change

  • Previous filing in this sequence was filed on 06 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RGF holding

Class A Common Stock, par value $0.0001 ("Common Stock")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
12 Oct 2023
Ownership
Direct
RGF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,164,020
Date
12 Oct 2023
Ownership
Philotimo Fund, LP
Footnotes
F1, F2
RGF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
307,680
Date
12 Oct 2023
Ownership
Philotimo Focused Growth and Income Fund
Footnotes
F1, F2
RGF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
12 Oct 2023
Ownership
Kanen Wealth Management, LLC
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This Form 3 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to have collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Footnote F2

Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,481,700 shares of Common Stock, which represent approximately 12.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the: the 10,000 shares of Common Stock held in customer accounts managed by KWM; the 1,164,020 shares of Common Stock held by Philotimo Fund, LP, of which KWM is the general partner; and the 307,680 shares of Common Stock held by Philotimo Focused Growth and Income Fund managed by KWM . Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM.

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