Krishna K. Gupta - 23 Oct 2023 Form 4 Insider Report for Presto Automation Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 Oct 2023, 21:36:41 UTC
Prior SEC filing
01 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Krishna Gupta

Key filing fact

Krishna K. Gupta filed Form 4 for Presto Automation Inc. on 25 Oct 2023.

Key facts

  • This page summarizes Krishna K. Gupta's Form 4 filing for Presto Automation Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 25 Oct 2023, 21:36.

Change

  • Previous filing in this sequence was filed on 01 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRST transaction

Common Stock

Award

Transaction value
$0
Shares
+250,000
Change %
+716%
Price
$0.000000
Shares after
284,916
Date
23 Oct 2023
Ownership
Direct
Footnotes
F1
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,479,680
Date
23 Oct 2023
Ownership
By KKG Enterprises LLC
Footnotes
F2
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
239,399
Date
23 Oct 2023
Ownership
By Romulus Capital I, L.P.
Footnotes
F3
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,608,384
Date
23 Oct 2023
Ownership
By Romulus Capital II, L.P.
Footnotes
F3
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,225,642
Date
23 Oct 2023
Ownership
By Romulus Capital III, L.P.
Footnotes
F3
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
159,209
Date
23 Oct 2023
Ownership
By Romulus ELC B3 Special Opportunity, L.P.
Footnotes
F3
PRST holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
638,076
Date
23 Oct 2023
Ownership
By Zaffran Special Opportunities LLC
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reporting person was granted 250,000 shares of common stock for his service as a director, including while he served as Interim Chief Executive Officer.

Footnote F2

The Reporting Person is the sole managing member of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Footnote F3

The reporting Person is one of two managing members of the general partner of this entity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

Footnote F4

The reporting Person is the sole general partner of this entity, and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.

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