Key facts
- This page summarizes Krishna K. Gupta's Form 4 filing for ALLURION TECHNOLOGIES, INC. (ALUR).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 25 Oct 2023, 16:50.
Krishna K. Gupta - 23 Oct 2023 Form 4 Insider Report for ALLURION TECHNOLOGIES, INC. (ALUR)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- ALUR
- Reported as of
- 23 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 25 Oct 2023, 16:50:31 UTC
- Prior SEC filing
- 01 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer Ausrotas, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Krishna K. Gupta filed Form 4 for ALLURION TECHNOLOGIES, INC. (ALUR) on 25 Oct 2023.
Change
- Previous filing in this sequence was filed on 01 Aug 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALUR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +45,235
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 1,381,107
- Date
- 23 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
ALUR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,124,244
- Date
- 23 Oct 2023
- Ownership
- See footnote
- Footnotes
- F2
ALUR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,953
- Date
- 23 Oct 2023
- Ownership
- See footnote
- Footnotes
- F3
ALUR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 881,300
- Date
- 23 Oct 2023
- Ownership
- See footnote
- Footnotes
- F4
ALUR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 538,101
- Date
- 23 Oct 2023
- Ownership
- See footnote
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The shares reported in this transaction represent an initial, one-time grant of Restricted Stock Units ("RSUs") issued pursuant to the Issuer's non-employee director compensation policy and the Allurion Technologies, Inc. 2023 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in equal annual installments over three years from October 23, 2023, subject to the Reporting Person's continued service as a director of the Issuer on each such vesting date.
Footnote F2
The shares are held directly by Romulus Growth Allurion L.P. ("Romulus Growth"). The Reporting Person is the general partner of Romulus Growth and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Footnote F3
The shares are held directly by Romulus Capital I, L.P. ("Romulus I"). Palatine Hill Ventures GP LLC ("Palatine Hill") is the general partner of Romulus I. The Reporting Person is a managing member of Palatine Hill and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
Footnote F4
The shares are held directly by Romulus Allurion Special Opportunity L.P. ("Romulus Opportunity"). The Reporting Person is the general partner of Romulus Opportunity and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
Footnote F5
The shares are held directly by Samin Capital LLC ("Samin Capital"). The Reporting Person is the manager of Samin Capital and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.