Charles Scheiwe - 20 Oct 2023 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Reporting relationship: CFO and Secretary
Issuer ticker: FLUX
Reported as of: 20 Oct 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 24 Oct 2023, 16:41:30 UTC
Prior SEC filing: 01 Nov 2022
Next SEC filing: 30 Oct 2023
Source filing: View source filing
Reporting owner signature: /s/ Charles Scheiwe

Filing notes and source

Key filing fact

Charles Scheiwe filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 24 Oct 2023.

Key facts

This page summarizes Charles Scheiwe's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 24 Oct 2023, 16:41.

Change

Previous filing in this sequence was filed on 01 Nov 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLUX transaction Derivative

Stock Options (right to buy)

Award

Transaction value
Shares: +42,750
Change %
Price
Shares after: 42,750
Date: 20 Oct 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 42,750
Exercise price: $3.36
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 42,750 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.