Key facts
- This page summarizes Aron R. English's Form 3 filing for FARMER BROTHERS CO (FARM).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Oct 2023, 16:28.
Aron R. English - 12 Oct 2023 Form 3 Insider Report for FARMER BROTHERS CO (FARM)
- Reporting relationship
- Other*
- Issuer ticker
- FARM
- Reported as of
- 12 Oct 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 23 Oct 2023, 16:28:40 UTC
- Prior SEC filing
- 03 Oct 2023
- Next SEC filing
- 20 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Aron R. English
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Aron R. English filed Form 3 for FARMER BROTHERS CO (FARM) on 23 Oct 2023.
Change
- Previous filing in this sequence was filed on 03 Oct 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,010
- Date
- 12 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,955,526
- Date
- 12 Oct 2023
- Ownership
- By: 22NW Fund, LP
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
This Form 3 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Footnote F2
Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.