Key facts
- This page summarizes JCP Investment Management, LLC's Form 3 filing for FARMER BROTHERS CO (FARM).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Oct 2023, 16:08.
JCP Investment Management, LLC - 12 Oct 2023 Form 3 Insider Report for FARMER BROTHERS CO (FARM)
- Reporting relationship
- Other*
- Issuer ticker
- FARM
- Reported as of
- 12 Oct 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 23 Oct 2023, 16:08:45 UTC
- Prior SEC filing
- 13 Oct 2022
- Next SEC filing
- 17 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
JCP Investment Management, LLC filed Form 3 for FARMER BROTHERS CO (FARM) on 23 Oct 2023.
Change
- Previous filing in this sequence was filed on 13 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 671,955
- Date
- 12 Oct 2023
- Ownership
- By: JCP Investment Partnership, LP
- Footnotes
- F1, F2
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 320,871
- Date
- 12 Oct 2023
- Ownership
- By: Managed Accounts of JCP Investment Management, LLC
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Footnote F2
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Footnote F3
Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.