Key facts
- This page summarizes Dale Chappell's Form 4 filing for HUMANIGEN, INC.
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Oct 2023, 18:50.
Dale Chappell - 18 Oct 2023 Form 4 Insider Report for HUMANIGEN, INC
- Reporting relationship
- Chief Scientific Officer, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 18 Oct 2023
- Net transaction value
- -$4,250
- SEC form
- 4
- Accepted by SEC
- 20 Oct 2023, 18:50:35 UTC
- Prior SEC filing
- 29 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- BLACK HORSE CAPITAL LP By: Black Horse Capital Management LLC, its Managing General Partner By: /s/ Geoff Winkler Name: Geoff Winkler Title: Authorized Person
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Dale Chappell filed Form 4 for HUMANIGEN, INC on 20 Oct 2023.
Change
- Previous filing in this sequence was filed on 29 Jul 2022.
- Current net transaction value: -$4,250.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HGEN
transaction
Common Stock, $0.001 par value
Sale
- Transaction value
- $377
- Shares
- -34,253
- Change %
- -3.2%
- Price
- $0.0110
- Shares after
- 1,041,536
- Date
- 18 Oct 2023
- Ownership
- By Black Horse Capital LP
- Footnotes
- F1, F2
HGEN
transaction
Common Stock, $0.001 par value
Sale
- Transaction value
- $835
- Shares
- -75,887
- Change %
- -3.2%
- Price
- $0.0110
- Shares after
- 2,307,530
- Date
- 18 Oct 2023
- Ownership
- By Black Horse Capital Master Fund Ltd.
- Footnotes
- F1, F3
HGEN
transaction
Common Stock, $0.001 par value
Sale
- Transaction value
- $3,038
- Shares
- -276,210
- Change %
- -3.2%
- Price
- $0.0110
- Shares after
- 8,398,871
- Date
- 18 Oct 2023
- Ownership
- By Cheval Holdings, Ltd.
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
Footnote F2
Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
Footnote F3
Securities owned directly by the Offshore Fund.
Footnote F4
Securities owned directly by Cheval. BH Management may be deemed to beneficially own the securities owned directly by Cheval.