Key facts
- This page summarizes D. Deverl Maserang II's Form 4 filing for FARMER BROTHERS CO (FARM).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 19 Oct 2023, 14:41.
D. Deverl Maserang II - 13 Sep 2023 Form 4 Insider Report for FARMER BROTHERS CO (FARM)
- Reporting relationship
- Former Director and CEO
- Issuer ticker
- FARM
- Reported as of
- 13 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Oct 2023, 14:41:39 UTC
- Prior SEC filing
- 18 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jared Vitemb, Attorney-in-fact for D. Deverl Maserang II
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
D. Deverl Maserang II filed Form 4 for FARMER BROTHERS CO (FARM) on 19 Oct 2023.
Change
- Previous filing in this sequence was filed on 18 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARM
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +123,453
- Change %
- +50%
- Price
- $0.000000
- Shares after
- 372,043
- Date
- 13 Sep 2023
- Ownership
- Direct
- Footnotes
- F1, F2
FARM
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -198,527
- Change %
- -53%
- Price
- $0.000000
- Shares after
- 173,516
- Date
- 15 Sep 2023
- Ownership
- Direct
- Footnotes
- F3
FARM
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -118,919
- Change %
- -69%
- Price
- $0.000000
- Shares after
- 54,597
- Date
- 01 Oct 2023
- Ownership
- Direct
- Footnotes
- F4
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 330,953
- Date
- 13 Sep 2023
- Ownership
- Held in the Maserang Living Trust
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,209
- Date
- 13 Sep 2023
- Ownership
- Held in the Company's 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Vesting of performance-based restricted stock units pursuant to award for the FY2021-FY2023 performance period.
Footnote F2
Since November 2019, the reporting person's direct ownership totals have incorrectly included 13,000 shares owned indirectly by the Maserang Living Trust.
Footnote F3
Bona fide gift for no consideration to Maserang Living Trust.
Footnote F4
Pursuant to the terms of restricted stock units granted on 9/13/2021 and 11/01/2022, all unvested shares pertaining to those grants (being 37,538 and 117,187 shares, respectively) would be forfeited on separation from service. However, as previously reported on the Issuer's Form 8-K, 35,806 shares relating to the 11/01/2022 grant were accelerated and vested effective 10/1/23. As such, a total of 118,919 shares were forfeited on 10/01/2023 in connection with reporting person's separation from service.