Bruce M. Lisman - 18 Oct 2023 Form 4 Insider Report for CIRCOR INTERNATIONAL INC

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 18 Oct 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 18 Oct 2023, 17:20:07 UTC
Prior SEC filing: 12 Oct 2023
Next SEC filing: 13 May 2024
Source filing: View source filing
Reporting owner signature: Paul Caron, their attorney in fact

Key filing fact

Bruce M. Lisman filed Form 4 for CIRCOR INTERNATIONAL INC on 18 Oct 2023.

Key facts

This page summarizes Bruce M. Lisman's Form 4 filing for CIRCOR INTERNATIONAL INC.
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 18 Oct 2023, 17:20.

Change

Previous filing in this sequence was filed on 12 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CIR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,780
Change %: +26%
Price: $0.000000
Shares after: 18,417
Date: 18 Oct 2023
Ownership: Direct

CIR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -18,417
Change %: -100%
Price
Shares after: 0
Date: 18 Oct 2023
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CIR transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -3,780
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 18 Oct 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,780
Exercise price: $0.000000
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Bruce M. Lisman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger dated June 5, 2023 (as amended on June 26, 2023 by Amendment No. 1 to Agreement and Plan of Merger, as further amended on June 29, 2023 by Amendment No. 2 to Agreement and Plan of Merger, the "Merger Agreement"), by and among CIROCR International, Inc. ("CIRCOR"), Cube BidCo, Inc., a Delaware corporation ("Parent"), and Cube Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, pursuant to which Cube Merger Sub, Inc. merged with and into CIRCOR, with CIRCOR remaining as the surviving corporation, at the effective time of the Merger (the "Effective Time"), (continued in Footnote 2)

Footnote F2

each issued and outstanding share of common stock, par value $0.01 per share, of CIRCOR ("Company Common Stock"), immediately prior to the Effective Time was converted into the right to receive an amount in cash equal to $56.00, without interest (the "Merger Consideration"), and as of the Effective Time, all such shares of Company Common Stock are no longer outstanding and were automatically cancelled and cease to exist.

Footnote F3

The Restricted Stock Units ("RSUs") were granted to the Reporting Person by CIRCOR as part of equity incentive grants made by CIRCOR on March 17, 2023. Pursuant to the Merger Agreement, as of the Effective Time, each unvested RSU vested in full.