Key facts
- This page summarizes Masateru Higashida's Form 4 filing for NuZee, Inc. (IMG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 16 Oct 2023, 16:48.
Masateru Higashida - 13 Oct 2023 Form 4 Insider Report for NuZee, Inc. (IMG)
- Reporting relationship
- Chief Executive Officer and President, Secretary and Treasurer, Director, 10%+ Owner
- Issuer ticker
- IMG
- Reported as of
- 13 Oct 2023
- Net transaction value
- -$2,580
- SEC form
- 4
- Accepted by SEC
- 16 Oct 2023, 16:48:14 UTC
- Prior SEC filing
- 25 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Masateru Higashida
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Masateru Higashida filed Form 4 for NuZee, Inc. (IMG) on 16 Oct 2023.
Change
- Previous filing in this sequence was filed on 25 Sep 2023.
- Current net transaction value: -$2,580.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NUZE
transaction
Common Stock
Sale
- Transaction value
- $2,580
- Shares
- -500
- Change %
- -0.37%
- Price
- $5.16
- Shares after
- 133,059
- Date
- 13 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
NUZE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 405
- Date
- 13 Oct 2023
- Ownership
- See Footnote
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
Footnote F2
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.30, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Footnote F3
On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
Footnote F4
The shares are beneficially owned by NuZee Co., Ltd. (an entity organized under the laws of Japan). The Reporting Person is the sole owner of NuZee Co., Ltd.
SEC remarks
Chief Executive Officer and President, Secretary and Treasurer