William Lis - 13 Oct 2023 Form 4 Insider Report for Jasper Therapeutics, Inc. (JSPR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Oct 2023, 18:56:56 UTC
Prior SEC filing
30 Jun 2023
Next SEC filing
20 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Jeet Mahal, as Attorney-in-Fact

Key filing fact

William Lis filed Form 4 for Jasper Therapeutics, Inc. (JSPR) on 13 Oct 2023.

Key facts

  • This page summarizes William Lis's Form 4 filing for Jasper Therapeutics, Inc. (JSPR).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Oct 2023, 18:56.

Change

  • Previous filing in this sequence was filed on 30 Jun 2023.
  • Current net transaction value: -$6,777.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JSPR transaction

Voting Common Stock

Sale

Transaction value
$6,777
Shares
-7,965
Change %
-13%
Price
$0.8508
Shares after
53,521
Date
13 Oct 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The transaction reported in this Form 4 was effected pursuant to a trading plan intended to comply with Rule 10b5-1(c) and adopted by the Reporting Person on June 15, 2023.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.84 to $0.8717, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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