Jack W. Schuler - 15 Aug 2023 Form 4 Insider Report for YIELD10 BIOSCIENCE, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Oct 2023, 16:41:49 UTC
Prior SEC filing
11 Aug 2023
Next SEC filing
23 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jack W. Schuler

Key filing fact

Jack W. Schuler filed Form 4 for YIELD10 BIOSCIENCE, INC. on 10 Oct 2023.

Key facts

  • This page summarizes Jack W. Schuler's Form 4 filing for YIELD10 BIOSCIENCE, INC..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Oct 2023, 16:41.

Change

  • Previous filing in this sequence was filed on 11 Aug 2023.
  • Current net transaction value: +$497,250.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

YTEN transaction

Common Stock

Purchase

Transaction value
$497,250
Shares
+765,000
Change %
+88%
Price
$0.6500
Shares after
1,637,956
Date
15 Aug 2023
Ownership
By Jack W. Schuler Living Trust
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

YTEN transaction Derivative

Common Stock Warrants

Purchase

Transaction value
Shares
+765,000
Change %
Price
Shares after
765,000
Date
15 Aug 2023
Ownership
By Jack W. Schuler Living Trust
Underlying class
Common Stock
Underlying amount
765,000
Exercise price
$0.6500
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On August 15, 2023, the Issuer completed an offering (the "Offering"), in which the Issuer issued and sold 5,750,000 units (the "Units"), each consisting of (a) one share of Common Stock and (b) one warrant (the "Warrants") to purchase one share of Common Stock. The Units were sold at a per Unit offering price of $0.65. In the Offering, the Jack W. Schuler Living Trust (the "Living Trust") purchased 765,000 Units comprised of 765,000 shares of Common Stock and 765,000 Warrants.

Footnote F2

Jack W. Schuler is the sole trustee of the Living Trust, and in such capacity may be deemed to beneficially own the Common Stock and Warrants held by the Living Trust.

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