Jeffery S. Bastian - 06 Oct 2023 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Reporting relationship
Chief Accounting Officer
Issuer ticker
LYTS
Reported as of
06 Oct 2023
Net transaction value
-$48,734
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Oct 2023, 16:35:33 UTC
Prior SEC filing
28 Aug 2023
Next SEC filing
04 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian

Key filing fact

Jeffery S. Bastian filed Form 4 for LSI INDUSTRIES INC (LYTS) on 10 Oct 2023.

Key facts

  • This page summarizes Jeffery S. Bastian's Form 4 filing for LSI INDUSTRIES INC (LYTS).
  • 2 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 10 Oct 2023, 16:35.

Change

  • Previous filing in this sequence was filed on 28 Aug 2023.
  • Current net transaction value: -$48,734.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LYTS transaction

Common Shares

Options Exercise

Transaction value
$33,816
Shares
-2,090
Change %
-4.9%
Price
$16.18
Shares after
40,430
Date
06 Oct 2023
Ownership
Direct
Footnotes
F2
LYTS transaction

Common Shares

Tax liability

Transaction value
$14,918
Shares
-922
Change %
-2.3%
Price
$16.18
Shares after
39,508
Date
06 Oct 2023
Ownership
Direct
Footnotes
F2
LYTS holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
64,927
Date
06 Oct 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
20,000
Exercise price
$4.94
Footnotes
F3, F4
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,618
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
27,618
Exercise price
$3.83
Footnotes
F3, F4
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
5,000
Exercise price
$9.15
Footnotes
F3, F5
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,000
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
15,000
Exercise price
$9.39
Footnotes
F3, F5
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
10,000
Exercise price
$11.06
Footnotes
F3, F5
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,000
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
18,000
Exercise price
$5.92
Footnotes
F3, F4
LYTS holding Derivative

Option to Buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,096
Date
06 Oct 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
13,096
Exercise price
$6.80
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Common Shares held in the LSI Industries Inc. Nonqualified Deferred Compensation Plan.

Footnote F2

On October 8, 2021, the Reporting Person reported Issuer's grant of restricted stock units (RSUs) which vest in three equal annual installments. This Form 4 reports the annual vesting of the RSUs and withholding of shares by Issuer for the Reporting Person's tax obligations and updates end of period holdings.

Footnote F3

These holdings have been previously reported on Form 4.

Footnote F4

The options vest ratably over a three year time period.

Footnote F5

The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.

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