GOLDMAN SACHS GROUP INC - 28 Sep 2023 Form 3 Insider Report for BIOLASE, INC (BIOLQ)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
06 Oct 2023, 17:25:51 UTC
Prior SEC filing
01 Sep 2023
Next SEC filing
13 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Crystal Orgill

Key filing fact

GOLDMAN SACHS GROUP INC filed Form 3 for BIOLASE, INC (BIOLQ) on 06 Oct 2023.

Key facts

  • This page summarizes GOLDMAN SACHS GROUP INC's Form 3 filing for BIOLASE, INC (BIOLQ).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 06 Oct 2023, 17:25.

Change

  • Previous filing in this sequence was filed on 01 Sep 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BIOL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
144,501
Date
28 Sep 2023
Ownership
See footnote
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. On September 28, 2023, the Reporting Persons experienced an increase in their beneficial ownership of Biolase, Inc. (the "Issuer") to above 10% of the outstanding Common Stock. On September 29, 2023, the Reporting Persons experienced a decrease in their beneficial ownership that reduced their beneficial ownership to below 10% of the Issuer's outstanding Common Stock due to a reduction in excess securities borrows.

Footnote F2

The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.

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