Bruce A. Cassidy Sr. - 04 Oct 2023 Form 3 Insider Report for ORAGENICS INC (OGEN)

Reporting relationship: Director
Issuer ticker: OGEN
Reported as of: 04 Oct 2023
Net transaction value: $0
SEC form: 3
Accepted by SEC: 06 Oct 2023, 16:25:40 UTC
Prior SEC filing: 14 Sep 2023
Next SEC filing: 18 Oct 2023
Source filing: View source filing
Reporting owner signature: /s/ Julio C. Esquivel as Attorney-In-Fact for Bruce Cassidy

Key filing fact

Bruce A. Cassidy Sr. filed Form 3 for ORAGENICS INC (OGEN) on 06 Oct 2023.

Key facts

This page summarizes Bruce A. Cassidy Sr.'s Form 3 filing for ORAGENICS INC (OGEN).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 06 Oct 2023, 16:25.

Change

Previous filing in this sequence was filed on 14 Sep 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 354,728
Date: 04 Oct 2023
Ownership: See Footnote
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The shares are held by Excel Family Partners, LLLP ("Excel"). Fortress Holdings, LLC ("Fortress") serves as manager for Excel and Mr. Cassidy serves as a manager for Fortress. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.

SEC remarks

Mr. Julio C. Esquivel is signing as Attorney-in-Fact pursuant to power of attorney dated October 4, 2023 granted by the Reporting Person, a copy of which is filed as an exhibit and incorporated herein by reference.