Key facts
- This page summarizes Khandpur K. Ashish's Form 4 filing for 3M CO (MMM).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Oct 2023, 18:09.
Khandpur K. Ashish - 04 Oct 2023 Form 4 Insider Report for 3M CO (MMM)
- Reporting relationship
- Group President
- Issuer ticker
- MMM
- Reported as of
- 04 Oct 2023
- Net transaction value
- -$38,817
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2023, 18:09:27 UTC
- Prior SEC filing
- 03 Oct 2023
- Next SEC filing
- 04 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patricia L. Meagher, attorney-in-fact for Ashish K. Khandpur
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Khandpur K. Ashish filed Form 4 for 3M CO (MMM) on 05 Oct 2023.
Change
- Previous filing in this sequence was filed on 03 Oct 2023.
- Current net transaction value: -$38,817.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MMM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +441
- Change %
- +2%
- Price
- Shares after
- 21,968
- Date
- 04 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
MMM
transaction
Common Stock
Tax liability
- Transaction value
- $38,817
- Shares
- -441
- Change %
- -2%
- Price
- $88.02
- Shares after
- 21,527
- Date
- 04 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
MMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 752
- Date
- 04 Oct 2023
- Ownership
- by Spouse
MMM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 952
- Date
- 04 Oct 2023
- Ownership
- Spouse 401k/paesop
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MMM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -441
- Change %
- -3.3%
- Price
- Shares after
- 12,990
- Date
- 04 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 441
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
Footnote F2
Shares withheld for FICA tax for retirement eligible executives.
Footnote F3
The restricted stock units vest 100% three years from the grant date of February 7, 2023.