Anthony Ann T. - 03 Oct 2023 Form 4 Insider Report for OPAL Fuels Inc. (OPAL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Oct 2023, 16:13:07 UTC
Prior SEC filing
19 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Coghlin as Attorney-in-Fact

Key filing fact

Anthony Ann T. filed Form 4 for OPAL Fuels Inc. (OPAL) on 05 Oct 2023.

Key facts

  • This page summarizes Anthony Ann T.'s Form 4 filing for OPAL Fuels Inc. (OPAL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Oct 2023, 16:13.

Change

  • Previous filing in this sequence was filed on 19 May 2023.
  • Current net transaction value: -$71,195.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPAL transaction

Class A common stock

Options Exercise

Transaction value
Shares
+25,000
Change %
+365%
Price
Shares after
31,843
Date
03 Oct 2023
Ownership
Direct
Footnotes
F1
OPAL transaction

Class A common stock

Tax liability

Transaction value
$71,195
Shares
-9,012
Change %
-28%
Price
$7.90
Shares after
22,831
Date
03 Oct 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPAL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-23%
Price
$0.000000
Shares after
82,498
Date
03 Oct 2023
Ownership
Direct
Underlying class
Class A common stock
Underlying amount
25,000
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date.

Footnote F2

Represents the shares held by the Company to satisfy tax withholding requirements on vesting of restricted units. The total value of securities withheld was based on a price of $7.90 per share, the closing price of the Class A common stock on October 3, 2023.

Footnote F3

25,000 restricted stock units were awarded on October 4, 2022. This award vested in full on October 3, 2023. 82,498 restricted stock units were awarded on March 31, 2023 of which 32,880 restricted stock units are scheduled to vest on each March 31, 2024 and March 31, 2025 and 16,738 restricted stock units are scheduled to vest on March 31, 2026, provided that the Reporting Person remains in continuous service on the vesting date.

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