Franklyn G. Prendergast - 02 Oct 2023 Form 4 Insider Report for Immunome Inc. (IMNM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Oct 2023, 17:28:38 UTC
Prior SEC filing
12 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sandra Stoneman, Attorney-in-Fact

Key filing fact

Franklyn G. Prendergast filed Form 4 for Immunome Inc. (IMNM) on 04 Oct 2023.

Key facts

  • This page summarizes Franklyn G. Prendergast's Form 4 filing for Immunome Inc. (IMNM).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Oct 2023, 17:28.

Change

  • Previous filing in this sequence was filed on 12 Jun 2023.
  • Current net transaction value: +$185,929.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IMNM transaction

Common Stock

Award

Transaction value
$0
Shares
+60,840
Change %
Price
$0.000000
Shares after
60,840
Date
02 Oct 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IMNM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$185,929
Shares
+137,725
Change %
Price
$1.35*
Shares after
137,725
Date
02 Oct 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
137,725
Exercise price
$1.35
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer.

Footnote F2

In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable.

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