Richard S. Eiswirth Jr. - 02 Oct 2023 Form 4 Insider Report for ALIMERA SCIENCES INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Oct 2023, 16:38:02 UTC
Prior SEC filing
28 Mar 2023
Next SEC filing
13 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard S Eiswirth, Jr.

Key filing fact

Richard S. Eiswirth Jr. filed Form 4 for ALIMERA SCIENCES INC on 04 Oct 2023.

Key facts

  • This page summarizes Richard S. Eiswirth Jr.'s Form 4 filing for ALIMERA SCIENCES INC.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Oct 2023, 16:38.

Change

  • Previous filing in this sequence was filed on 28 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALIM transaction

Common Stock

Award

Transaction value
$0
Shares
+400,000
Change %
+124%
Price
$0.000000
Shares after
722,518
Date
02 Oct 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALIM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+400,000
Change %
Price
$0.000000
Shares after
400,000
Date
02 Oct 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400,000
Exercise price
$2.99
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares of common stock underlying a time-based restricted stock unit award (RSU). The RSUs vest in four equal annual installments beginning October 2, 2023, with the first annual installment vesting on October 2, 2024, so long as the Reporting Person's service as an employee of the Issuer is continuous from the grant date through the applicable anniversary thereof.

Footnote F2

The options shall vest and become exercisable in equal monthly installments over the next forty-eight (48) months of the Reporting Person's continuous service with the Issuer, with the final installment adjusted as necessary to avoid any fractional shares in any installment.

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