Key facts
- This page summarizes Jefferies Financial Group Inc.'s Form 4 filing for Landcadia Holdings IV, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2023, 06:04.
Jefferies Financial Group Inc. - 02 Oct 2023 Form 4 Insider Report for Landcadia Holdings IV, Inc.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 02 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2023, 06:04:30 UTC
- Prior SEC filing
- 17 Jan 2023
- Next SEC filing
- 07 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jefferey Whyte, Assistant Secretary
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jefferies Financial Group Inc. filed Form 4 for Landcadia Holdings IV, Inc. on 04 Oct 2023.
Change
- Previous filing in this sequence was filed on 17 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LCA
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +6,250,000
- Change %
- Price
- Shares after
- 6,250,000
- Date
- 02 Oct 2023
- Ownership
- By Jefferies US Holdings, LLC
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LCA
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -6,250,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Oct 2023
- Ownership
- By Jefferies US Holdings, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,250,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.
Footnote F2
JUSH is the record holder of the shares reported herein. Jefferies US Holdings LLC is a wholly-owned subsidiary of Jefferies Group LLC, which itself is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.
Footnote F3
The shares of Class B common stock are convertible for shares of LCA's Class A common stock as described under the heading "Description of Securities" in LCA's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.