Chris Kemp - 13 Sep 2023 Form 4 Insider Report for Astra Space, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Oct 2023, 18:06:05 UTC
Prior SEC filing
12 Jun 2023
Next SEC filing
24 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Chris Kemp

Key filing fact

Chris Kemp filed Form 4 for Astra Space, Inc. on 03 Oct 2023.

Key facts

  • This page summarizes Chris Kemp's Form 4 filing for Astra Space, Inc..
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 03 Oct 2023, 18:06.

Change

  • Previous filing in this sequence was filed on 12 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASTR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,465
Date
13 Sep 2023
Ownership
Direct
Footnotes
F1
ASTR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,200
Date
13 Sep 2023
Ownership
Held by Spouse
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASTR holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,806,376
Date
13 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,806,376
Exercise price
Footnotes
F1, F3
ASTR holding Derivative

Employee stock option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
443
Date
13 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
443
Exercise price
$6.90
Footnotes
F4, F5
ASTR holding Derivative

Employee stock option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
86,774
Date
13 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
86,774
Exercise price
$135.60
Footnotes
F4, F6
ASTR holding Derivative

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
28,924
Date
13 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
28,924
Exercise price
$78.15
Footnotes
F4, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023.

Footnote F2

The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Footnote F3

Each share of Class B Common Stock is convertible into one (1) fully paid and nonassessable share of Class A Common Stock at the option of the holder thereof at any time upon written notice to the Company. Each applicable share of Class B Common Stock shall automatically convert into one (1) fully paid and nonassessable share of Class A Common Stock upon the occurrence of certain events pursuant to the Company's Second Amended and Restated Certificate of Incorporation, as amended from time to time.

Footnote F4

The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023.

Footnote F5

Fully vested and exercisable, each for one (1) share of Class A Common Stock.

Footnote F6

Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.

Footnote F7

Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.

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