SVF Investments (UK) Ltd - 28 Sep 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Reporting relationship: 10%+ Owner
Issuer ticker: ROIV
Reported as of: 28 Sep 2023
Net transaction value: -$126,000,000
SEC form: 4
Accepted by SEC: 02 Oct 2023, 21:00:08 UTC
Prior SEC filing: 22 Mar 2023
Next SEC filing: 01 Dec 2023
Source filing: View source filing
Reporting owner signature: SVF Investments (UK) Limited, By: SB Investment Advisers (UK) Limited, its manager, By: /s/ Amanda Sanchez-Barry, General Counsel

Key filing fact

SVF Investments (UK) Ltd filed Form 4 for Roivant Sciences Ltd. (ROIV) on 02 Oct 2023.

Key facts

This page summarizes SVF Investments (UK) Ltd's Form 4 filing for Roivant Sciences Ltd. (ROIV).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Oct 2023, 21:00.

Change

Previous filing in this sequence was filed on 22 Mar 2023.
Current net transaction value: -$126,000,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROIV transaction

Common Shares

Sale

Transaction value: $126,000,000
Shares: -10,000,000
Change %: -12%
Price: $12.60
Shares after: 73,031,667
Date: 28 Sep 2023
Ownership: See footnote
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

SVF Investments (UK) Ltd is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Securities held of record by SVF Investments (UK) Limited ("SVF Investments"). Softbank Vision Fund L.P. is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as the alternative investment fund manager ("AIFM") of SoftBank Vision Fund L.P. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund L.P.'s investments.