Key facts
- This page summarizes Xiaochun Xu's Form 4 filing for ThermoGenesis Holdings, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Oct 2023, 20:33.
Xiaochun Xu - 28 Sep 2023 Form 4 Insider Report for ThermoGenesis Holdings, Inc.
- Reporting relationship
- CEO, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 28 Sep 2023
- Net transaction value
- +$0.42
- SEC form
- 4
- Accepted by SEC
- 02 Oct 2023, 20:33:42 UTC
- Prior SEC filing
- 30 Jun 2022
- Next SEC filing
- 21 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Xiaochun Xu
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Xiaochun Xu filed Form 4 for ThermoGenesis Holdings, Inc. on 02 Oct 2023.
Change
- Previous filing in this sequence was filed on 30 Jun 2022.
- Current net transaction value: +$0.42.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
THMO
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $700,000
- Shares
- +654,206
- Change %
- +240%
- Price
- $1.07
- Shares after
- 927,121
- Date
- 28 Sep 2023
- Ownership
- Held by Boyalife Group, Inc.
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
THMO
transaction
Derivative
Amendment 3 to 1st Amended & Restated Revolving Credit Agr.
Conversion of derivative security
- Transaction value
- $700,000
- Shares
- Change %
- Price
- Shares after
- $7,494,000
- Date
- 28 Sep 2023
- Ownership
- Held by Boyalife Group, Inc.
- Underlying class
- Common Stock
- Underlying amount
- 654,206
- Exercise price
- $1.07
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
On September 28, 2023, Boyalife Group, Inc. converted an aggregate of $700,000 of outstanding interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018, as amended. After giving effect to the conversion, as of the date of this Form 4, there was $7,278,000 in principal and approximately $216,000 in accrued interest outstanding under the Convertible Promissory Note, all of which is convertible at a current conversion price of $1.07 per share, subject to downward adjustment in the event that the Issuer issues shares of common stock at a lower price. Boyalife Group, Inc. is 100% owned by Dr. Xiaochun Xu.