Key facts
- This page summarizes Carl E. Vogel's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Oct 2023, 18:50.
Carl E. Vogel - 01 Oct 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Reporting relationship
- Director
- Issuer ticker
- UEIC
- Reported as of
- 01 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Oct 2023, 18:50:52 UTC
- Prior SEC filing
- 31 Aug 2023
- Next SEC filing
- 30 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Carl E. Vogel, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated November 6, 2009
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Carl E. Vogel filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 02 Oct 2023.
Change
- Previous filing in this sequence was filed on 31 Aug 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,250
- Change %
- +6.7%
- Price
- Shares after
- 20,000
- Date
- 01 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
UEIC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37,500
- Date
- 01 Oct 2023
- Ownership
- See Footnote #2
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,250
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 3,750
- Date
- 01 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,250
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
Footnote F2
These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.
Footnote F3
These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.