James S. Kramer - 29 Sep 2023 Form 4 Insider Report for ASTRONICS CORP (ATRO)

Reporting relationship: Executive Vice President
Issuer ticker: ATRO
Reported as of: 29 Sep 2023
Net transaction value: +$25,900
SEC form: 4
Accepted by SEC: 02 Oct 2023, 16:31:45 UTC
Prior SEC filing: 14 Mar 2023
Next SEC filing: 26 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/Julie Davis, as Power of Attorney for James S. Kramer

Key filing fact

James S. Kramer filed Form 4 for ASTRONICS CORP (ATRO) on 02 Oct 2023.

Key facts

This page summarizes James S. Kramer's Form 4 filing for ASTRONICS CORP (ATRO).
3 reported transactions and 19 derivative rows are listed below.
Accepted by SEC: 02 Oct 2023, 16:31.

Change

Previous filing in this sequence was filed on 14 Mar 2023.
Current net transaction value: +$25,900.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATRO transaction

$.01 PV Common Stock

Other

Transaction value: $2,326
Shares: +133
Change %: +0.58%
Price: $17.44
Shares after: 22,985
Date: 09 Jun 2023
Ownership: Direct
Footnotes: F1

ATRO transaction

$.01 PV Common Stock

Other

Transaction value: $2,331
Shares: +137
Change %: +0.6%
Price: $16.99
Shares after: 23,122
Date: 21 Aug 2023
Ownership: Direct
Footnotes: F1

ATRO transaction

$.01 PV Common Stock

Award

Transaction value: $21,243
Shares: +2,992
Change %: +13%
Price: $7.10
Shares after: 26,114
Date: 29 Sep 2023
Ownership: Direct
Footnotes: F2

ATRO holding

$.01 PV Class B Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 123,342
Date: 29 Sep 2023
Ownership: Direct

ATRO holding

$.01 PV Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 35,555
Date: 29 Sep 2023
Ownership: Estate executor James Kramer

ATRO holding

$.01 PV Class B Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 279,758
Date: 29 Sep 2023
Ownership: Estate executor James Kramer

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,330
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 2,330
Exercise price: $28.45

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,923
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Cl B Stk
Underlying amount: 1,922
Exercise price: $28.45

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,720
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 2,720
Exercise price: $30.83

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,417
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Cl B Stk
Underlying amount: 1,417
Exercise price: $30.83

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,500
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 3,500
Exercise price: $27.72

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,129
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Cl B Stk
Underlying amount: 1,129
Exercise price: $27.72

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,670
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 3,670
Exercise price: $31.76

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 551
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Cl B Stk
Underlying amount: 551
Exercise price: $31.76

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,340
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 5,340
Exercise price: $35.61

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 801
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Cl B Stk
Underlying amount: 801
Exercise price: $35.61

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,060
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 7,060
Exercise price: $31.57

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,600
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 13,600
Exercise price: $30.04

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,250
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 20,250
Exercise price: $14.45

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 174
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 174
Exercise price
Footnotes: F3, F4

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,375
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 7,375
Exercise price
Footnotes: F3, F5

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 24,500
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV COM STK
Underlying amount: 24,500
Exercise price: $11.13

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,850
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 8,850
Exercise price
Footnotes: F3, F6

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 26,700
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 26,700
Exercise price: $9.74

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,150
Date: 29 Sep 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 8,150
Exercise price
Footnotes: F3, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Reflects issuer's contribution to the reporting person's account in the issuer stock fund included in the issuer's 401(k) plan. The shares are held in the 401(k) account.

Footnote F2

Acquired shares via exercise of subscription agreement under employee stock purchase plan.

Footnote F3

Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Footnote F4

These restricted stock units vest ratably on each anniversary of the grant date over three years.

Footnote F5

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2023, with the vesting percentage determined based on actual performance.

Footnote F6

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2022- December 31, 2024. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 24, 2025, with the vesting percentage determined based on actual performance.

Footnote F7

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2023- December 31, 2025. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 23, 2026, with the vesting percentage determined based on actual performance.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .