John C. Loeffler II - 25 Sep 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)

Reporting relationship: CEO, Director, 10%+ Owner
Issuer ticker: CWD
Reported as of: 25 Sep 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Sep 2023, 19:41:06 UTC
Prior SEC filing: 06 Sep 2023
Next SEC filing: 14 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ John C. Loeffler II

Key filing fact

John C. Loeffler II filed Form 4 for CaliberCos Inc. (CWD) on 28 Sep 2023.

Key facts

This page summarizes John C. Loeffler II's Form 4 filing for CaliberCos Inc. (CWD).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 28 Sep 2023, 19:41.

Change

Previous filing in this sequence was filed on 06 Sep 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CWD transaction

Common Stock

Award

Transaction value: $0
Shares: +301,131
Change %: +3011%
Price: $0.000000
Shares after: 311,131
Date: 25 Sep 2023
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.

Footnote F2

RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.

Footnote F3

Reporting Person also owns (i) an aggregate of 1,927,732 shares of Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee.