Jun Hong Heng - 26 Sep 2023 Form 4 Insider Report for ECARX Holdings Inc. (ECX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 Sep 2023, 19:02:28 UTC
Prior SEC filing
09 Jun 2023
Next SEC filing
02 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jun Hong Heng

Key filing fact

Jun Hong Heng filed Form 4 for ECARX Holdings Inc. (ECX) on 28 Sep 2023.

Key facts

  • This page summarizes Jun Hong Heng's Form 4 filing for ECARX Holdings Inc. (ECX).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 28 Sep 2023, 19:02.

Change

  • Previous filing in this sequence was filed on 09 Jun 2023.
  • Current net transaction value: -$165,965.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECX transaction

Class A Ordinary Shares

Sale

Transaction value
$157,078
Shares
-47,257
Change %
-95%
Price
$3.32
Shares after
2,743
Date
26 Sep 2023
Ownership
By Crescent Cove Advisors, LP
Footnotes
F1, F2
ECX transaction

Class A Ordinary Shares

Sale

Transaction value
$8,887
Shares
-2,743
Change %
-100%
Price
$3.24
Shares after
0
Date
27 Sep 2023
Ownership
By Crescent Cove Advisors, LP
Footnotes
F2
ECX holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,660
Date
26 Sep 2023
Ownership
Direct
ECX holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,110,660
Date
26 Sep 2023
Ownership
By Absolute Bond Limited
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ECX holding Derivative

Warrants, each exercisable for one Class A Ordinary Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
124,028
Date
26 Sep 2023
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
124,028
Exercise price
$11.50
ECX holding Derivative

Warrants, each exercisable for one Class A Ordinary Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,797,216
Date
26 Sep 2023
Ownership
By Absolute Bond Limited
Underlying class
Class A Ordinary Shares
Underlying amount
3,797,216
Exercise price
$11.50
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.43, inclusive. The reporting person undertakes to provide to ECARX Holdings Inc., any security holder of ECARX Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F2

Mr. Heng is the managing member and owner of Crescent Cove Advisors LP.

Footnote F3

Absolute Bond Limited is managed by Press Room LLC. The reporting person is the manager of Press Room LLC. The reporting person disclaims any ownership of the shares and warrants held by Absolute Bond Limited.

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