Key facts
- This page summarizes Brandon Sweeney's Form 4 filing for HashiCorp, Inc..
- 9 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 22 Sep 2023, 17:16.
Brandon Sweeney - 20 Sep 2023 Form 4 Insider Report for HashiCorp, Inc.
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- N/A
- Reported as of
- 20 Sep 2023
- Net transaction value
- -$776,539
- SEC form
- 4
- Accepted by SEC
- 22 Sep 2023, 17:16:08 UTC
- Prior SEC filing
- 13 Sep 2023
- Next SEC filing
- 31 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Warenski, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brandon Sweeney filed Form 4 for HashiCorp, Inc. on 22 Sep 2023.
Change
- Previous filing in this sequence was filed on 13 Sep 2023.
- Current net transaction value: -$776,539.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HCP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +11,198
- Change %
- +7.7%
- Price
- Shares after
- 157,533
- Date
- 20 Sep 2023
- Ownership
- Direct
- Footnotes
- F1
HCP
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +54,325
- Change %
- +34%
- Price
- Shares after
- 211,858
- Date
- 21 Sep 2023
- Ownership
- Direct
- Footnotes
- F2
HCP
transaction
Class A Common Stock
Sale
- Transaction value
- $776,539
- Shares
- -33,654
- Change %
- -16%
- Price
- $23.07
- Shares after
- 178,204
- Date
- 21 Sep 2023
- Ownership
- Direct
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HCP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,360
- Change %
- -9.1%
- Price
- $0.000000
- Shares after
- 33,603
- Date
- 20 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,360
- Exercise price
- Footnotes
- F1, F5
HCP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -7,838
- Change %
- -6.7%
- Price
- $0.000000
- Shares after
- 109,729
- Date
- 20 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,838
- Exercise price
- Footnotes
- F1, F6
HCP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -4,325
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 21,625
- Date
- 20 Sep 2023
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 4,325
- Exercise price
- Footnotes
- F7, F8
HCP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -50,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 50,000
- Date
- 20 Sep 2023
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F7, F9
HCP
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +54,325
- Change %
- +22%
- Price
- $0.000000
- Shares after
- 296,225
- Date
- 20 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 54,325
- Exercise price
- Footnotes
- F2
HCP
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -54,325
- Change %
- -18%
- Price
- $0.000000
- Shares after
- 241,900
- Date
- 21 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 54,325
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Footnote F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Footnote F3
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Footnote F5
The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
Footnote F6
The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023.
Footnote F7
Each RSU represents a contingent right to receive one share of Class B Common Stock.
Footnote F8
The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
Footnote F9
The remaining RSUs vest on December 20, 2023.